Compliance officer Sanctions & Corporate due diligence

Das ist der Job

Participate in projects and initiatives aimed at enhancing the bank's overall sanctions framework.

Darum lohnt es sich

Assist Group Sanctions and Corporate due diligence teams in their daily tasks (due diligence on new and existing clients, ad-hoc reviews and monitoring of specific transactions). Ensure compliance with international sanctions programs at UBP Group level by preparing work instructions/ guidance, ensuring and developing suitable tools and processes.

Assist and advise transaction monitoring teams for any question related to sanctions and commercial accounts. Work independently and as part of a team in a fast-paced environment.

Mission Support the Group Head of Sanctions & Corporate due diligence in the development and implementation of a strong control framework for corporate & shipping accounts. Main responsibilities Participate actively to Bank’s projects related to the global sanctions’ framework.

Perform in-depth reviews of commercial accounts from an AML, Tax and Sanction perspective. Perform periodic assessments of specific Group clients, products and/or services to identify any sanctions risks and take corrective actions if appropriate. Ensure the Sanction’s watch including mainly SECO, EU and OFAC regimes for UBP Group.

Assess the impacts of new sanctions regimes across UBP Group and coordinate with other departments/ stakeholders as required. Participate to maintenance and configuration projects/initiatives of Group sanctions tools.

Investigate and report suspicious transactions to the relevant authorities, ensuring compliance with AML (Anti-Money Laundering) and sanctions regulations. Provide day-to-day advice to colleagues in Compliance, BRMs and Front Office on the internal framework related to commercial accounts.

Participation in reviewing the internal regulatory framework governing the monitoring of transactional activities of commercial accounts. Support the Group’s entities in reviewing commercial accounts opened in their books. Your Profile Master's degree.

Professional certifications such as CAMS (Certified Anti-Money Laundering Specialist/Sanctions Specialist) or CAS in Financial Services are preferred. Minimum of 5 years of experience in AML, Sanctions, Tax or compliance within the financial services industry, ideally in universal banks.

Strong knowledge of regulatory requirements related to AML & Sanctions, including specificities linked to shipping and trade finance industries. Excellent analytical skills and attention to detail. Strong communication skills, with the ability to articulate complex regulatory issues to various stakeholders.

Core Competencies : Adherence to the company’s values: Dedication, Conviction, Agility and Responsibility - Compliance with regulations and internal directives #J-18808-Ljbffr